Source document
Ontario Securities Commission financial statements, fiscal year ended March 31, 2020 (OSC Annual Report)
Has everything in it been taken?
CompleteReviewed 9 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
OSC financial statements FY ended 31 March 2020 (35 pp.). Note 6 (PDF pp. 20-21): award rules restated, $8.0 million paid since 2016, whistleblower payments 525,000 (2020) and 7,499,000 (2019). Fund table checks: parts add to 118,393,872. Out of scope: the rest of the OSC financial statements (fees, expenses, pension, CSA systems, leases) and the other lines of the settlement-fund table (harmed investors, investor education, collections firm, OSC cost recoveries, collection rates). The settlement fund's balance is not recorded as fund_balance because it is a general fund for all section 19(2)/3.4(2)(b) uses, not a dedicated whistleblower fund. Rules restated from other sources are now recorded from this document too (decision 8).
What it supports
8 rows on this site come from this document. Each one opens with the page and the exact words.
Numbers (3)
- Awards paid (amount)CAD 525,000FY2019/20 · OSC 2020Final figureCanada · Ontario Securities Commission Whistleblower Program
- Awards paid (amount)CAD 7,499,000FY2018/19 · OSC 2020Final figureCanada · Ontario Securities Commission Whistleblower Program
- Awards paid (amount)CAD 8.0 million2016-07-14 to 2020-03-31 · OSC 2020Final figureUnit not printedCanada · Ontario Securities Commission Whistleblower Program
Reward rules (5)
- Maximum awardper award, where monetary sanctions and/or voluntary payments are not collectedCAD 1,500,000Since 2016 · OSC 2020Canada · Ontario Securities Commission Whistleblower Program
- Maximum awardper award, where monetary sanctions and/or voluntary payments have been collectedCAD 5,000,000Since 2016 · OSC 2020Canada · Ontario Securities Commission Whistleblower Program
- Maximum award sharetotal monetary sanctions imposed and/or voluntary payments made15%Since 2016 · OSC 2020Canada · Ontario Securities Commission Whistleblower Program
- Minimum award sharetotal monetary sanctions imposed and/or voluntary payments made5%Since 2016 · OSC 2020Canada · Ontario Securities Commission Whistleblower Program
- Minimum sanctions or amount collected to qualifymonetary sanctions and/or voluntary payments in the administrative proceedingCAD 1,000,000Since 2016 · OSC 2020Canada · Ontario Securities Commission Whistleblower Program
About the document
What it covers Note on funds held pursuant to settlements and orders: payments to whistleblowers in the fiscal year to 31 March 2020 (with prior-year comparative).
Notes Audited financial statements, in Canadian dollars. Payments made in the year, which can differ in timing from award announcements.
Source id can-osc-fs-2020 · accessed 5 Oct 2026