Source document
Award eligibility and process
Has everything in it been taken?
CompleteReviewed 9 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
OSC web page 'Award eligibility and process' (2026): Policy 15-601 award criteria (over $1 million in sanctions and/or voluntary payments), voluntary and original information, ineligible information, 120-day window after internal reporting, individual eligibility (compliance/audit roles generally excluded), culpable, anonymous (through lawyers) and joint whistleblowers, timelines (paid after appeals expire), award amount 5-15% up to $5 million ($1.5M not contingent on collections, $1.5-5M contingent), discretion and factors, confidentiality, tax. No statistics. Five rules were already recorded from this page; added award cap $5M, non-contingent cap $1.5M and the $1M threshold. Rules restated from other sources are now recorded from this document too (decision 8).
What it supports
9 rows on this site come from this document. Each one opens with the page and the exact words.
Programmes (1)
Reward rules (8)
- Anonymous reports allowedthrough a lawyerYesSince 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Award is discretionaryaward amountYesSince 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Maximum awardper awardCAD 5,000,000Since 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Maximum awardper award, part not contingent on collectionsCAD 1,500,000Since 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Maximum award sharetotal monetary sanctions and/or voluntary payments15%Since 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Minimum award sharetotal monetary sanctions and/or voluntary payments5%Since 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Minimum sanctions or amount collected to qualifytotal monetary sanctions ordered and/or voluntary payments madeCAD 1,000,000Since 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
- Time limit to file a claimafter reporting internally120 daysSince 14 Jul 2016 · OSC 2026Canada · Ontario Securities Commission Whistleblower Program
About the document
What it covers Award rules under OSC Policy 15-601: 5-15%, cap $5 million, $1 million threshold, $1.5 million not contingent on collections, anonymous filing through lawyers, discretion.
Notes Web page retrieved 2026-10-03.
Source id can-osc-wb-eligibility-2026 · accessed 3 Oct 2026