Source document
Update on the OSC Whistleblower Program 2016 to 2022
Has everything in it been taken?
PartialReviewed 8 Oct 2026
Reviewed. Some of what it contains has knowingly not been taken yet.
What is left
Bar chart of annual tips FY2018-FY2022: the bar values are not printed in the text or alt text, and the image is not stored (only alt text in the HTML); fetch the image (/sites/default/files/.../Whistleblower Report Tips Bar Graph v4...) and read the values if printed. Highlights image alt text is cut off in the source after the fourth highlight, so the fifth highlight is unknown. Not extracted for want of an indicator (needs a decision): tip growth rates (17% average annual increase from FY2018; 89% more tips in FY2022 than FY2018) and outreach (approximately 7,000 individuals reached through more than 100 presentations).
What the document holds
OSC web page 'Update on the OSC Whistleblower Program 2016 to 2022' (data to 31 Mar 2022; published 9 Mar 2023 per the 20 Mar 2023 news release): Office of the Whistleblower (626 hotline calls; outreach to ~7,000 individuals through 100+ presentations); awards ($9.33 million to 11 whistleblowers; ~$48 million in sanctions and voluntary payments against 19 respondents; recipients' profiles in words only); how awards are determined (5-15%, $1M threshold, $5M cap, $1.5M not contingent on collections, CEO discretion, appeals must expire); tips (797 tips from 840+ whistleblowers, 93% online; 17% average annual growth, +89% FY2022 vs FY2018; misconduct-type pie chart; 50%/33% of securities tips naming public companies/registrants; geography 63% Ontario, 17% rest of Canada, 15% US/Australia/UK/China, 30 countries; internal reporting 63% and 84%); protections; looking ahead (planned policy amendments). Images: highlights, award process, tips bar chart, misconduct pie chart, world map; numbers taken from alt text where printed. Already recorded: awards, individuals, sanctions, tips total, cap and threshold rules, launch and look-ahead events. Added 19 observations and 5 rules.
What it supports
33 rows on this site come from this document. Each one opens with the page and the exact words.
23 numbers1 programme7 rules2 events
Numbers (23)
- Awards paid (amount)CAD 9.33 million2016-07-14 to 2022-03-31 · OSC 2022Final figureUnit not printedCanada · Ontario Securities Commission Whistleblower Program
- Countries tips came from30 countries2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Individuals awarded11 persons2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- People or calls contacting the authorityChannel: Helpline626 calls2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Respondents sanctioned in whistleblower cases19 respondents2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Sanctions ordered in whistleblower casesCAD 48 million2016-07-14 to 2022-03-31 · OSC 2022Final figureUnit not printedCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryChannel: Online portal93%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Misleading disclosure or financial statements28%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Fraud21%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Illegal distribution or unregistered trading15%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Registrant misconduct14%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Insider trading or tipping9%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Market manipulation4%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCategory: Other9%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categorySubject: Public company50%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categorySubject: Registrant33%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCountry: Canada · Region: Ontario63%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryCountry: Canada · Region: Rest of canada17%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryRegion: Usa aus gbr chn15%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryInternal role: Yes · Reported internally first: Yes63%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Share of tips in a categoryInternal role: Yes · Reported internally first: Yes · Believed addressed: No or unsure84%2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Whistleblower tips or submissions received797 tips2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
- Whistleblower tips or submissions receivedLimit: 840 persons2016-07-14 to 2022-03-31 · OSC 2022Final figureCanada · Ontario Securities Commission Whistleblower Program
Programmes (1)
Reward rules (7)
- Anonymous reports allowedthrough counselYesSince 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Award is discretionarywhether an award is issued, its percentage and allocation among joint whistleblowersYesSince 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Maximum awardper awardCAD 5,000,000Since 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Maximum awardper award, paid regardless of whether the OSC collectsCAD 1,500,000Since 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Maximum award sharetotal monetary sanctions and/or voluntary payments15%Since 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Minimum award sharetotal monetary sanctions and/or voluntary payments5%Since 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
- Minimum sanctions or amount collected to qualifytotal monetary sanctions and/or voluntary payments orderedCAD 1,000,000Since 14 Jul 2016 · OSC 2022Canada · Ontario Securities Commission Whistleblower Program
About the document
What it covers Five-year review: awards paid ($9.33 million to 11 whistleblowers), sanctions in award cases (~$48 million), tips (797 as of 31 Mar 2022), award rules.
Notes Data as of March 31, 2022. Amounts are Canadian dollars (OSC page; '