Source document
CFTC Annual Report on the Whistleblower Program and Customer Education Initiatives, Fiscal Year 2011
Has everything in it been taken?
PartialReviewed 8 Oct 2026
Reviewed. Some of what it contains has knowingly not been taken yet.
What is left
Everything printed in the stored copy is extracted. The audited financial statements the report says are attached as an Appendix are not in the stored 6-page PDF; a copy with the appendix is needed to check for further fund figures.
What the document holds
CFTC staff report to Congress, Oct 2011, covering 21 Jul 2010-30 Sep 2011 (6 pp.): statutory basis (10-30% awards, $1 million threshold), rules adopted 25 Aug 2011 effective 24 Oct 2011, Whistleblower Office being set up, no awards paid, no customer education spending, Customer Protection Fund table (opening balance, deposits, earnings, payments, closing balance). Tips are mentioned but not counted.
What it supports
13 rows on this site come from this document. Each one opens with the page and the exact words.
6 numbers1 programme4 rules2 events
Numbers (6)
- Awards paid (amount)USD 02010-07-21 to 2011-09-30 · CFTC 2011Final figureUnited States · CFTC Whistleblower Program
- Awards paid (number)None (stated in words)FY2011 · CFTC 2011Final figureStated in wordsUnited States · CFTC Whistleblower Program
- Balance of the reward fundUSD 23,755,0002011-09-30 · CFTC 2011Final figureUnited States · CFTC Whistleblower Program
- Balance of the reward fundUSD 02010-07-21 · CFTC 2011Final figureUnited States · CFTC Whistleblower Program
- Deposits into the reward fundUSD 23,755,0002010-07-21 to 2011-09-30 · CFTC 2011Final figureUnited States · CFTC Whistleblower Program
- Investment earnings of the reward fundUSD 02010-07-21 to 2011-09-30 · CFTC 2011Final figureUnited States · CFTC Whistleblower Program
Programmes (1)
Reward rules (4)
- Award is discretionarywhether an award must be paid to an eligible whistleblower0Since 21 Jul 2010 · CFTC 2011United States · CFTC Whistleblower Program
- Maximum award shareaggregate of monetary sanctions actually collected in a covered action (over $1 million) or related action30%Since 21 Jul 2010 · CFTC 2011United States · CFTC Whistleblower Program
- Minimum award shareaggregate of monetary sanctions actually collected in a covered action (over $1 million) or related action10%Since 21 Jul 2010 · CFTC 2011United States · CFTC Whistleblower Program
- Minimum sanctions or amount collected to qualifytotal monetary sanctions in the Commission's covered action (award paid only above this)USD 1,000,000Since 21 Jul 2010 · CFTC 2011United States · CFTC Whistleblower Program
About the document
What it covers CFTC whistleblower programme FY2011: Form TCR tips, award applications, awards, Final Orders/denials, Customer Protection Fund table and audited statements
Notes Title wording varies by year (FY2025: 'Whistleblower & Customer Education Report').
Source id usa-cftc-wb-ar-2011 · accessed 3 Oct 2026