CFTC Annual Report on the Whistleblower Program and Customer Education Initiatives, Fiscal Year 2019

CFTC report to Congress for FY2019 (32 pp.): five awards >$15 million (19-WB-01 to -05; cases already recorded, outsider/insider status not stated beyond descriptions); 106 Final Orders on 134 applications (5 granted, 129 denied, 108 via streamlined process); 14 awards ~$100 million and >$800 million sanctions since inception (recorded); 455 TCRs plus 88 supplements, Figure 1 FY2012-2019; 137 non-whistleblower tips (102 + 35 SEC); tip subjects (list, no counts); 31 NCAs; 117 award claims with Figure 2; outreach (8 conferences, 7 events, 61,000 subscribers, 250,000 page views, first whistleblower alerts on four topics: no indicator/undated, not recorded); confidentiality reviews; customer education (out of scope); fund table (checks exactly, incl. $26,149,445 unpaid claims); OIG memo (matches); auditors' report; financial statements incl. Note 5 (award liability $20,280,146, ~$7 million finalised awards in payables, 14 claims under review, possible payments $0-$29,286,750). Not extracted, judged out of scope as fund accounting detail: Fund Balance with Treasury, investments, payables, leave, software, overhead ($1,487,000), budgetary resources, cash flow, comparatives.