CFTC Annual Report on the Whistleblower Program and Customer Education Initiatives, Fiscal Year 2020

CFTC report to Congress for FY2020 (42 pp.): 16 applications granted (~$20 million) in 11 orders (3 with multiple awardees, 2 to whistleblowers abroad, 1 with a related action); 72 Final Orders on 96 applications, 80 denied (59 streamlined); 25 orders >$120 million and ~$1 billion sanctions since inception (recorded); descriptions of the 11 award orders 20-WB-01 to -11 (cases already recorded; amounts where printed); 1,030 TCRs plus 190 supplements, Figure 1; 191 non-whistleblower tips (127 + 64 SEC); 35 NCAs; 140 award applications with Figure 2; outreach (2 conferences, 3 events, 58,000 subscribers, 292,000 page views, spoofing alert, January 2020 social media week: not recorded, no indicator); confidentiality reviews; customer education pp. 13-20 (out of scope); fund table (checks exactly); OIG memo (matches); auditors' report; financial statements incl. Note 5 (liability $3,627,027, ~$413,000 finalised in payables, 18 claims under review, possible payments $0-$43,152,147). Percent changes (126%, 36%, 20%) are the source's calculations, not recorded. Not extracted, judged out of scope as fund accounting detail: total assets ($122,369,241), Fund Balance with Treasury, investments, payables, leave, software, overhead, budgetary resources, cash flow, comparatives.