CFTC Annual Report on the Whistleblower Program and Customer Education Initiatives, Fiscal Year 2021

CFTC report to Congress for FY2021 (38 pp.): 6 applications granted (>$3 million) in 6 orders, several to whistleblowers who first reported to the SEC or NFA (cases already recorded); 65 Final Orders on 74 applications, 68 denied (56 streamlined); 31 orders >$123 million and >$1 billion sanctions since inception (recorded); 961 TCRs plus 189 supplements, Figure 1 FY2016-2021; 159 non-whistleblower tips (65 + 94 SEC); 27 NCAs, 140 applications, Figure 2; outreach (5 virtual events, 57,000 subscribers, ~300,000 page views, April 2021 alert on corrupt practices: not recorded); confidentiality reviews; customer education (out of scope); fund table now on net position (checks exactly to -$102,073,033; add-back of $203,148,879 non-budgetary expenses gives the available balance $101,075,846, both recorded); $10 million set aside under Pub. L. 117-25 (event recorded); OIG memo; auditors' report; financial statements incl. Note 5 (liability ~$203.97 million, $1,476 in payables, 20 claims under review, possible payments $0-$592,223,596). Table and footnote 24 disagree on new awards paid ($45,990 vs $45,851); both recorded. Not extracted, judged out of scope as fund accounting detail: add-back line, sequestration ($683,326), total assets ($113,352,690), gross costs ($209,154,891), Fund Balance with Treasury, investments, payables, budgetary resources, cash flow, comparatives.