CFTC Annual Report on the Whistleblower Program and Customer Education Initiatives, Fiscal Year 2022

CFTC report to Congress for FY2022 (44 pp.; pp. 1, 7, 9, 19-20, 23 and 30-44 are images without a text layer and were read by OCR): 10 applications granted (>$200 million) in 5 orders incl. the ~$200 million record award (cases already recorded); 42 Final Orders on 58 applications, 48 denied (36 streamlined), 36 withdrawn, one anonymous application closed; 36 orders >$330 million and >$3 billion sanctions since inception (recorded); 1,506 TCRs plus 265 supplements, Figure 1 FY2018-2022; 141 non-whistleblower tips (92 + 49 SEC); tip subjects (most about crypto fraud; no counts); 38 NCAs; 152 applications, Figure 2; outreach (4 events, 55,000 subscribers, 562,000 page views: not recorded); confidentiality reviews; customer education (out of scope); fund table on available balance (checks exactly to $269,792,956), last eligible collection; OIG memo; auditors' report; financial statements incl. Note 1N (award exceeded the fund, event) and Note 4 (liability $45,000, $626,476 in payables, 16 under-collected awards incl. four $0 awards, $28,281,924 more if fully collected, 30 claims under review, $0-$579,038,350). Not extracted, judged out of scope as fund accounting detail: total assets ($304,170,269), net position, Fund Balance with Treasury, investments ($286 million), payables, leave, overhead ($925,981), budgetary resources, undelivered orders, net cost reconciliation, cash flow, comparatives.