Source document
SEC Whistleblower Office Announces Results for FY 2022
Has everything in it been taken?
CompleteReviewed 9 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC OWB results for FY2022 (annual report, 15 Nov 2022, 9 pp.; top-five chart p. 3, tips-by-year chart p. 5 and category chart p. 6 are images, read by OCR): awards (about $229 million in 103 awards; cumulative >$1.3 billion in 328 awards), sanctions in whistleblower cases (>$6.3 billion, of which >$4.0 billion disgorgement and interest and >$1.5 billion returned to investors), awards in 70 Covered Actions and 8 related actions, five noteworthy matters (Rel. 95384 award and 95486 denial already recorded; Rel. 94789, 94736 and 94860 added as cases without amounts), top five awards (already recorded; per-whistleblower splits given as suggested corrections), presumption applied to more than 90% of awards, 14 Covered Actions with several independent whistleblowers, awards reduced (8 delay, 3 culpability), 2022 rule amendments (event already recorded), tips (12,322 and category chart already recorded; chart of tips by year FY2012-FY2021 and category shares added; categories plus "almost 3,000" uncategorised = about 12,325, consistent with the total), top countries and states named by rank only, anti-impeding actions (16 to date, 2 in FY2022; Brink's, a co-founder and Collector's Coffee described without penalty amounts; Brink's $75,000 liquidated-damages clause is not a programme figure), Fund table (all lines; adds up), $300 million replenishment trigger (rule already recorded), hotline calls >2,500. Dated anti-impeding/retaliation actions added as events. Rules restated from other sources are now recorded from this document too (decision 8).
What it supports
70 rows on this site come from this document. Each one opens with the page and the exact words.
51 numbers10 cases5 rules4 events
Other documents give different figures in 1 case involving this one. Both are kept.
Numbers (51)
- Awards accrued (determined, not yet paid)Item: Change in awards payableUSD 55,681,160.13FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (amount)USD 229 millionFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (amount)USD 287,212,185.03FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (amount)Limit: USD 1.3 billion2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (number)103 awardsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (number)Item: Covered actions70 covered actionsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (number)Item: Related actions8 related actionsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (number)Item: Covered actions multiple independent whistleblowers14 covered actionsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards paid (number)328 awards2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards reduced for a negative factorItem: Unreasonable reporting delay8 awardsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Awards reduced for a negative factorItem: Culpability3 awardsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Balance of the reward fundUSD 306,367,793.92022-09-30 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Balance of the reward fundUSD 144,441,949.352021-10-01 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Deposits into the reward fundItem: Prior year sequestration releasedUSD 25,885,756.00FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Deposits into the reward fundUSD 387,168,256.79FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Enforcement actions to protect whistleblowersItem: Impeding2 actionsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Enforcement actions to protect whistleblowersItem: Impeding16 actions2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Investment earnings of the reward fundUSD 2,666,925.27FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Other payments from the reward fundItem: SequesteredUSD 22,220,606.00FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Other payments from the reward fundItem: Inspector generalUSD 43,462.61FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- People or calls contacting the authorityChannel: HelplineLimit: 2,500 callsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Sanctions ordered in whistleblower casesLimit: USD 6.3 billion2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Sanctions ordered in whistleblower casesItem: Disgorgement and interestLimit: USD 4.0 billion2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Sanctions ordered in whistleblower casesItem: Returned to investorsLimit: USD 1.5 billion2011-2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Share of eligible awards given the maximum-award presumptionLimit: 90%FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Share of tips in a categoryCategory: Manipulation21%FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Share of tips in a categoryCategory: Offering fraud17%FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Share of tips in a categoryCategory: Initial coin offerings and cryptocurrencies14%FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Share of tips in a categoryCategory: Corporate disclosure and financials13%FY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions received12,322 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Manipulation2,558 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Offering fraud2,042 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Initial coin offerings and cryptocurrencies1,718 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Corporate disclosure and financials1,554 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Insider trading396 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Trading and pricing374 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Unregistered offerings246 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Fcpa202 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Market event140 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
- Whistleblower tips or submissions receivedCategory: Municipal securities and public pension95 tipsFY2022 · SEC Whistleblower Office 2022Final figureUnited States · SEC Whistleblower Program
Showing 40 of 51. See all 51 in the table
Cases and awards (10)
- Top five FY2022 awards: $40 million to two whistleblowers ($32 million / $8 million).USD 40,000,00015 Oct 2021AwardedUnited States · SEC Whistleblower Program
- Top five FY2022 awards: $15 million to two whistleblowers ($12.5 million / $2.5 million).USD 15,000,00010 Nov 2021AwardedUnited States · SEC Whistleblower Program
- Top five FY2022 awards: $37 million to two joint whistleblowers.USD 37,000,00021 Jan 2022AwardedUnited States · SEC Whistleblower Program
- Award to a compliance officer (an insider) who qualified under the exception for reporting internally and waiting at least 120 days before going to the Commission.18 Apr 2022AwardedUnited States · SEC Whistleblower Program
- Awards in one matter to joint whistleblowers who provided key documents and explained the company's business practices, and to another group of joint whistleblowers who gave first-hand accounts of the wrongdoing.25 Apr 2022AwardedUnited States · SEC Whistleblower Program
- Award to an outsider, unaffiliated with the respondent, whose weeks of independent analysis of public information revealed allegations unknown to Enforcement staff.6 May 2022AwardedUnited States · SEC Whistleblower Program
- Top five FY2022 awards: $17 million to one whistleblower.USD 17,000,00019 Jul 2022AwardedUnited States · SEC Whistleblower Program
- More than $5 million to an unrepresented whistleblower; TCR requirement waived under Rule 21F-9(e) because the TCR was filed within 30 days of learning of it.USD 5,000,00028 Jul 2022AwardedUnited States · SEC Whistleblower Program
- Top five FY2022 awards: $16 million to two whistleblowers ($13 million / $3 million).USD 16,000,0009 Aug 2022AwardedUnited States · SEC Whistleblower Program
- Claim denied: claimant whose information opened an investigation made materially false statements to the SEC.12 Aug 2022DeniedUnited States · SEC Whistleblower Program
Reward rules (5)
- Amount covered by the presumption of the maximum awardpresumption of the statutory maximum award where the 30% maximum across covered and related actions is $5 million or lessUSD 5,000,000Since Dec 2020 · SEC Whistleblower Office 2022United States · SEC Whistleblower Program
- Award cap below which other programmes do not block an awardSEC may pay an award on another agency's related action even if that agency has its own programme, if that programme is not comparable or the total award could not exceed $5 millionUSD 5,000,000Since 3 Oct 2022 · SEC Whistleblower Office 2022United States · SEC Whistleblower Program
- Fund balance above which sanctions are not depositedInvestor Protection Fund balance below which it is replenished from collected sanctionsUSD 300,000,000Date not stated · SEC Whistleblower Office 2022United States · SEC Whistleblower Program
- Time limit to file a claimpersons with compliance or internal audit duties: minimum wait after reporting internally before their information can count as original120 daysDate not stated · SEC Whistleblower Office 2022United States · SEC Whistleblower Program
- Time limit to file a claimsubmitting Form TCR after first providing the information, or after notice of the requirement (automatic waiver of the TCR rules)30 daysDate not stated · SEC Whistleblower Office 2022United States · SEC Whistleblower Program
Timeline (4)
- SEC adopts 2022 whistleblower rule amendments26 Aug 2022Rule changeUnited States · SEC Whistleblower Program
- SEC charges The Brink’s Company under Rule 21F-1722 Jun 2022LegalUnited States · SEC Whistleblower Program
- SEC charges a technology company co-founder with impeding an employee (Rule 21F-17)12 Apr 2022LegalUnited States · SEC Whistleblower Program
- Court grants SEC summary judgment on Rule 21F-17 claim in SEC v. Collector’s Coffee17 Nov 2021LegalUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower programme FY2022: tips (total, by allegation type, by country where given), awards, Investor Protection Fund table; FY2022 report is a short 9-page format
Notes sec.gov download blocked: sec.gov returns HTTP 403 to automated downloads (undeclared-tool policy), so no copy stored in raw/. Text and tables were read from the Wayback Machine copy at archive_url (an exact copy of the PDF). Page numbers given as printed in the report. Stored copy: the identical file as archived by the Wayback Machine (https://web.archive.org/web/20260824201955/https://www.sec.gov/files/2022_ow_ar.pdf), downloaded with the id_ form that returns the original bytes; sec.gov blocks scripted downloads.
Source id usa-sec-owb-ar-2022 · accessed 3 Oct 2026