Securities and Exchange Commission Office of the Whistleblower Annual Report to Congress for Fiscal Year 2023

SEC OWB Annual Report to Congress FY2023 (14 Nov 2023, 9 pp.; top-five chart p. 3 and category chart p. 6 are images, checked by OCR): awards (nearly $600 million to 68 individuals; cumulative >$1.9 billion to 397; awards in 40 Covered Actions; six related-action awards), five noteworthy awards and top five chart (cases already recorded; two noteworthy awards without amounts, Rel. 96178 and 96076, added as cases), presumption applied nearly 90%, awards reduced (5 delay, 1 culpability), tips 18,354 with a chart of tips by year FY2012-FY2022 (added), category shares (added) and category chart (already recorded: the ten categories plus 4,591 uncategorised sum to 18,345, 9 fewer than the 18,354 total; difference unexplained in the source), top countries and states by rank only, anti-impeding and anti-retaliation actions (5 in FY2023, 21 and 5 to date), D.E. Shaw $10m penalty (other named actions without amounts), Fund table (all lines; adds up only if the "estimated to be paid" line is deducted, contrary to footnote 25), hotline calls >3,500. Words-only figures ("record number of applications", "almost one-third", "almost 50% more") not recorded. Dated anti-impeding/retaliation actions added as events.