Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 104139
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 104139 (30 Sep 2025, File No. 2025-58, 14 pp., redacted): award to Claimant 1 of $3.36 million (already recorded), with a Section 36(a) waiver of the TCR filing rules and a refused request to count pre-action voluntary reimbursements as monetary sanctions; covered action sanctions "more than $1 million"; Claimant 2 denied after contesting; footnote 1: two other claimants denied (uncontested). Also restates the 10-30% rule (Rule 21F-5(b)) and cites other matters as precedent (Insight Venture Management 2023 settlement figures, Release Nos. 83037, 97202, 90922, 85412): not about this program's awards, not extracted. Added: 2 denial case rows; suggested corrections to the award row (notes, summary, sanctions_amount as a lower bound "more than $1 million").
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award claim of Claimant 2 denied after he/she contested the preliminary denial: the tip concerned different alleged misconduct, investigated in a separate earlier investigation that was closed without action, and none of it helped the covered action.30 Sep 2025DeniedUnited States · SEC Whistleblower Program
- Award to Claimant 1, whose tip alone opened the investigation; request to base the award also on reimbursements the respondent made before the action was refused.USD 3,360,00030 Sep 2025AwardedUnited States · SEC Whistleblower Program
- Award claims of two other claimants on the same covered action preliminarily denied (one by Preliminary Summary Disposition); not contested, so the denials became final orders.30 Sep 2025DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-104139 · accessed 5 Oct 2026