Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 69749
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claim, Release No. 69749 (12 Jun 2013, File No. 2013-1, 4 pp.), the program's first award order under a Notice of Covered Action: three claimants awarded 5% each in SEC v. Hicks and Locust Offshore Management (already recorded); sanctions ordered (disgorgement and interest $2,512,058.39, penalty $2,512,058.39 on each defendant; collections not given); Claimant #4 denied after contesting (pre-July 2010 information not original; no link to the case). Added: 1 denial case row; suggested note correction (existing note wrongly says the percentage is redacted).
What it supports
2 rows on this site come from this document. Each one opens with the page and the exact words.
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-69749 · accessed 5 Oct 2026