Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 92778
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 92778 (27 Aug 2021, File No. 2021-86, 3 pp., redacted): awards to three compliance-role claimants totalling over $1 million (already recorded as one row; no per-claimant amounts or percentages printed); footnote 1: Claimant 4 denied (uncontested). Added: 1 denial row; suggested summary/notes correction.
What it supports
2 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (2)
- Awards to three claimants who held compliance roles, eligible under the 120-day exception (Claimants 1 and 2 waited more than 120 days after reporting internally; Claimant 3 over 120 days after learning senior management was aware); together over $1 million.USD 1,000,00027 Aug 2021AwardedUnited States · SEC Whistleblower Program
- Award claim of Claimant 4 on the same covered action preliminarily denied; not contested, so the denial became the Commission's final order.27 Aug 2021DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-92778 · accessed 5 Oct 2026