Source document

Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 93648

U.S. Securities and Exchange Commission · Government · 23 Nov 2021 · United States

Has everything in it been taken?

CompleteReviewed 9 Oct 2026

Reviewed. Everything in it that belongs in the tables has been taken.

What the document holds

SEC Order Determining Whistleblower Award Claims, Release No. 93648 (23 Nov 2021, File No. 2022-18, 3 pp., redacted): award of almost $400,000 on covered and related action (already recorded); Rule 21F-9(e) TCR waiver applied; culpability reduction; receiver distributions treated as collected sanctions (a practice already recorded as an event from Release No. 90721). Nothing new as a row; suggested note and summary correction. Rules restated from other sources are now recorded from this document too (decision 8).

What it supports

2 rows on this site come from this document. Each one opens with the page and the exact words.

1 case 1 rule

Cases and awards (1)

Award reduced for culpability, on a Ponzi-like scheme; TCR filing requirement met under the new 30-day waiver rule.USD 400,00023 Nov 2021AwardedUnited States · SEC Whistleblower Program

Reward rules (1)

Time limit to file a claimsubmitting Form TCR after first providing the information, or after notice of the requirement (automatic waiver of the TCR rules)30 daysDate not stated · SEC 2021United States · SEC Whistleblower Program

About the document

What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions

Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.

Source id usa-sec-wb-order-34-93648 · accessed 5 Oct 2026