Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 94399
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 94399 (11 Mar 2022, File No. 2022-39, 5 pp., redacted): award of approximately $38,000 to a fraud victim (already recorded); Claimant 2 (compliance employee) denied after contesting; footnote 1: third claimant denied; restates compliance-officer exclusion and its exceptions (Rule 21F-4(b)(4)(v), incl. 120 days). Added: 2 denial case rows; suggested note and summary correction.
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award claim of a third claimant preliminarily denied; no response filed, so the denial became the Commission's final order.11 Mar 2022DeniedUnited States · SEC Whistleblower Program
- Claimant 2, a compliance employee, denied after reconsideration: the tip came almost two years after the investigation opened, the information was already known from another source, and it was obtained through compliance duties with no exception applying.11 Mar 2022DeniedUnited States · SEC Whistleblower Program
- Award to a fraud victim whose report advanced an existing investigation; a compliance officer and a third claimant denied.USD 38,00011 Mar 2022AwardedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-94399 · accessed 5 Oct 2026