Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 96399
Has everything in it been taken?
CompleteReviewed 9 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 96399 (29 Nov 2022, File No. 2023-18, 6 pp., redacted, partly OCR-damaged text layer): awards to Claimants 1, 2 and 3 (percentages and amounts redacted; one combined row already recorded), denial of Claimant 4 (contested), of one other claimant (uncontested) and of Claimants 2 and 3 on a separate action. Added 2 award rows and 3 denial rows; suggested the existing row become Claimant 1's award. Rules restated from other sources are now recorded from this document too (decision 8).
What it supports
7 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (6)
- Award claims of Claimants 2 and 3 on a separate Commission action denied: it did not arise from the same nucleus of operative facts as the covered action; uncontested, so final.29 Nov 2022DeniedUnited States · SEC Whistleblower Program
- Award to a claimant whose information contributed to the decision to open the investigation and gave details of how the defendants acted.29 Nov 2022AwardedUnited States · SEC Whistleblower Program
- Award to Claimant 1, whose information contributed to the decision to open the investigation and guided its early stages; the claimant had raised concerns internally at the companies.29 Nov 2022AwardedUnited States · SEC Whistleblower Program
- Award to a claimant whose information on communications with some defendants significantly contributed to the action, but was more limited than that of the two claimants whose tips opened the investigation.29 Nov 2022AwardedUnited States · SEC Whistleblower Program
- Award claim of one other claimant preliminarily denied; no reconsideration requested, so the denial became the Commission's final order.29 Nov 2022DeniedUnited States · SEC Whistleblower Program
- Award claim denied: staff already knew the information and had the documents from other sources; the investigation was opened on other claimants' tips.29 Nov 2022DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-96399 · accessed 5 Oct 2026