Source document

Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 96604

U.S. Securities and Exchange Commission · Government · 6 Jan 2023 · United States

Has everything in it been taken?

CompleteReviewed 8 Oct 2026

Reviewed. Everything in it that belongs in the tables has been taken.

What the document holds

SEC Order Determining Whistleblower Award Claim, Release No. 96604 (6 Jan 2023, File No. 2023-22, 6 pp., redacted): award of nearly $5 million (already recorded), reduced for a four-year reporting delay; contested; administrative offset against unpaid sanctions in an unrelated matter not applied; sanctions amounts redacted. No new rows; suggested summary and notes correction.

What it supports

1 row on this site come from this document. Each one opens with the page and the exact words.

1 case

Cases and awards (1)

Award reduced for a four-year unreasonable reporting delay: the claimant reported only after receiving an SEC subpoena about his/her own conduct in an unrelated matter; recommended offset against that matter's unpaid sanctions dropped.USD 5,000,0006 Jan 2023AwardedUnited States · SEC Whistleblower Program

About the document

What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions

Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.

Source id usa-sec-wb-order-34-96604 · accessed 5 Oct 2026