Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 96705
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 96705 (19 Jan 2023, File No. 2023-30, 9 pp., redacted, partly OCR-damaged): awards to Claimants 1-3 expected to total around $18 million based on receiver distributions (already recorded as one combined row; no per-claimant amounts); contested denial of Claimant 4; uncontested denial of one other claimant. Added 2 denial case rows; suggested summary and notes correction (existing note wrongly says no dollar amount).
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award application of one other claimant preliminarily denied; uncontested, so the denial became the Commission's final order.19 Jan 2023DeniedUnited States · SEC Whistleblower Program
- Award claim denied: information came after the investigation opened, was mostly already known and at most corroborated other sources; the claimant also filed a Form TCR about two years after first emailing the information.19 Jan 2023DeniedUnited States · SEC Whistleblower Program
- Awards to three claimants in a fraud case paid from receiver distributions to investors; the first, an insider, was the main basis for opening the investigation, the other two added less. Two claims denied.USD 18,000,00019 Jan 2023AwardedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-96705 · accessed 5 Oct 2026