Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 96765
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 96765 (30 Jan 2023, File No. 2023-33, 5 pp., redacted): award of about $1 million to Claimant 1 (already recorded); Claimant 2 denied for filing more than a year late (Rule 21F-8(a) waiver refused); two other claimants denied (uncontested). Added 2 denial case rows; suggested summary and notes correction.
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award claim denied as late: filed more than a year after the 90-day deadline; not knowing that actions against other firms from the same investigation qualified was not an extraordinary circumstance.30 Jan 2023DeniedUnited States · SEC Whistleblower Program
- Award to a claimant whose tip opened the investigation of a broker-dealer and who helped identify witnesses and shape the investigative plan. Three other claims denied.USD 1,000,00030 Jan 2023AwardedUnited States · SEC Whistleblower Program
- Award applications of two other claimants preliminarily denied; neither requested reconsideration, so the denials became the Commission's final order.30 Jan 2023DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-96765 · accessed 5 Oct 2026