Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 96887
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 96887 (13 Feb 2023, File No. 2023-35, 3 pp., redacted): award of almost $3 million on a covered action and a related criminal action (already recorded); double-recovery waiver condition; denials of the claimant on two other actions and of two other claimants (uncontested). Added 2 denial case rows; suggested summary and notes correction.
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award claims of two additional claimants preliminarily denied; no response filed, so the denials became the Commission's final order.13 Feb 2023DeniedUnited States · SEC Whistleblower Program
- Award on an SEC action and a related criminal action for highly significant information on a fraudulent offering scheme that helped identify previously unknown participants; conditioned on waiving an award from another agency's programme.USD 3,000,00013 Feb 2023AwardedUnited States · SEC Whistleblower Program
- The awarded claimant's claims on two other enforcement actions from the same investigation preliminarily denied; no response filed, so final.13 Feb 2023DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-96887 · accessed 5 Oct 2026