Source document
Order Determining Whistleblower Award Claim(s), Exchange Act Release No. 97285
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 97285 (11 Apr 2023, File No. 2023-49, 5 pp., redacted): award of about $1 million to Claimant 1 (already recorded); Claimant 2 denied for filing more than 17 months late; one other claimant denied (uncontested). Added 2 denial case rows; suggested summary and notes correction.
What it supports
3 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (3)
- Award to a claimant whose tip opened the investigation of a broker-dealer and who helped identify witnesses and shape the investigative plan. Two other claims denied.USD 1,000,00011 Apr 2023AwardedUnited States · SEC Whistleblower Program
- Award claim denied as late: filed more than 17 months after the 90-day deadline; not knowing that actions against other firms from the same investigation qualified was not an extraordinary circumstance.11 Apr 2023DeniedUnited States · SEC Whistleblower Program
- Award application of one other claimant preliminarily denied; no reconsideration requested, so final.11 Apr 2023DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-34-97285 · accessed 5 Oct 2026