Source document
Whistleblower award order(s) (files_award-and-denial-orders-32723.pdf)
Has everything in it been taken?
CompleteReviewed 8 Oct 2026
Reviewed. Everything in it that belongs in the tables has been taken.
What the document holds
SEC Order Determining Whistleblower Award Claims, Release No. 97202 (27 Mar 2023, File No. 2023-42, 11 pp., redacted): maximum 30% award reallocated among Claimants 1 (over $21,000), 2 (over $5,000) and 4 (over $5,000), all already recorded; statutory maximum approximately $32,000 on current collections (in notes); Claimant 3 denied as late; rulings on bankruptcy recoveries and the 30% cap. Added 1 denial case row and 1 event; suggested summary and notes corrections (existing notes lack the release number 97202).
What it supports
5 rows on this site come from this document. Each one opens with the page and the exact words.
Cases and awards (4)
- Share of a maximum 30% award to a claimant whose information, given about nine months into the investigation, informed its direction; request for a larger (redacted) award to recover the losses he/she suffered refused.USD 5,00027 Mar 2023AwardedUnited States · SEC Whistleblower Program
- Largest share of a maximum 30% award (statutory maximum about $32,000 on current collections) to a claimant who gave information early and extraordinary ongoing help; requests to base the award on uncollected or bankruptcy amounts, or to exceed 30%, refused.USD 21,00027 Mar 2023AwardedUnited States · SEC Whistleblower Program
- Share of a maximum 30% award to a claimant first recommended for denial, found eligible on reconsideration because his/her material helped obtain additional relief in the remanded final judgment.USD 5,00027 Mar 2023AwardedUnited States · SEC Whistleblower Program
- Award claim denied as late: the Form WB-APP was filed almost two months after the 90-day deadline; not knowing about the notice was not an extraordinary circumstance.27 Mar 2023DeniedUnited States · SEC Whistleblower Program
About the document
What it covers SEC whistleblower award order (redacted public version): award amount and/or percentage, claimants, related actions
Notes sec.gov blocks scripted downloads; stored copy is the Wayback Machine capture of the PDF fetched with the id_ form (original bytes). Listed on the SEC "Final Orders of the Commission" page.
Source id usa-sec-wb-order-files-award-and-denial-orders-32723 · accessed 5 Oct 2026